Prohibited Market Conduct

Prohibited Market Conduct

All customers need to be aware that certain market conduct are prohibited under the Securities and Futures Acts (“SFA”). Relevant prohibited market conduct are set out below:

SFA S206 False trading

SFA S207 Bucketing

SFA S208 Manipulation of price of futures contract and cornering

SFA S209 Fraudulently inducing persons to trade in futures contracts

SFA S210 Employment of fraudulent or deceptive devices, etc

SFA S211 Dissemination of information about illegal transactions

For detailed information, please refer to SFA Part XII Market Conduct, Division 2 – Prohibited Conduct – Futures Contracts, Leveraged Foreign Exchange Trading.

Customers shall not engage in any such prohibited market conduct.